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RF

Robert Paul Fry Jr.

CRD# 2578521·Registered 2000 - 2016
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Paul Fry JR. was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2000 - 2016. Robert had worked at 3 firms and has passed the Series 65, Series 66, Series 7 and Series 2 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years registered in the securities industry

Current & Past Employments

Past

MATRIX CAPITAL GROUP, INC.Past·CRD# 33364
RIA
Irvine, CA
December 9, 2014 - September 23, 2016
MATRIX CAPITAL GROUP, INC.Past·CRD# 33364
RIA
Laguna Beach, CA
October 6, 2011 - January 9, 2014
MATRIX CAPITAL GROUP, INC.Past·CRD# 33364
BD
Laguna Beach, CA
November 8, 2007 - January 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Newport Beach, CA
January 27, 2004 - May 15, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Newport Beach, CA
January 13, 2004 - May 15, 2007
MERRILL LYNCH TRUST COMPANY, FSBPast·CRD# 108469
RIA
Newport Beach, CA
December 20, 2000 - January 13, 2004

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Current Firm

MC
MATRIX CAPITAL GROUP, INC.

MATRIX CAPITAL GROUP | MATRIX CAPITAL GROUP, INC.

CRD#: 33364 / SEC#: 801-61224, 8-46398
BD
Terminated by SEC on 05/19/2017

Contact Information

Established

New York since 02/12/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

MATRIX CAPITAL GROUP, INC. MARCH 31, 2016 (3/30/2016)

Direct owners and executive officers

NamePositionCRD#
MATRIX 360 HOLDING, LLCSHAREHOLDER—
GANLEY, DAVID FRANCISSHAREHOLDER1023735
WEINER, SANDRA RAESHAREHOLDER2974554
AMERICA FIRST CAPITAL MANAGEMENT LLCSHAREHOLDER—
BYRD, BRANDON JOSEPH MRCEO/CHIEF OPERATIONS OFFICER/CCO4925983
GIORGIO, PAUL LAWRENCE MRFINOP2904081

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2011About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Jan 2004About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jan 2004About the Series 7 exam

Series 2 — Non-Member General Securities Examination

Passed Apr 1995

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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