Robert J. Harper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Harper was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2010 - June 30, 2013
NORTHSTAR WEALTH MANAGEMENT, LLC
January 2, 2009 - October 29, 2010
ALPS DISTRIBUTORS, INC.
September 11, 2008 - October 11, 2010
FORWARD MANAGEMENT, LLC
January 3, 2007 - December 31, 2008
FORESIDE FUND SERVICES, LLC
June 4, 2003 - December 31, 2006
ALPS DISTRIBUTORS, INC.
December 29, 1998 - September 2, 2008
ACCESSOR CAPITAL MANAGEMENT LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 2/16/1996
Non-Member General Securities ExaminationCurrent Firm
NORTHSTAR WEALTH MANAGEMENT, LLC
CRD#: 154404 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
