Richard P. Faust
Professional summary
Richard Philip Faust, who also goes by Richard Faust, Rick Faust, is a registered financial advisor currently at FAUST CAPITAL MANAGEMENT, LLC located in San Deigo, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 4 firms and has passed the Series 63, Series 87, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Philip Faust's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2009 - Present
FAUST CAPITAL MANAGEMENT, LLC
April 26, 2005 - November 29, 2007
CANACCORD GENUITY SECURITIES LLC
September 12, 2003 - January 3, 2005
A. G. EDWARDS & SONS, INC.
July 29, 1999 - September 9, 2003
CANACCORD GENUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/2/2009)
Exams
Series 2
Date: 1/3/1995
Non-Member General Securities ExaminationCurrent Firm
FAUST CAPITAL MANAGEMENT, LLC
CRD#: 150372 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 12,022,890 |
Red Flags
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