Raymond C. Brubaker

VIEW CAPITAL RIA, LP

Dallas, TX 75201

Some features on this profile are disabled

CRD#: 2578337

Professional summary

Raymond Craig Brubaker is a registered financial advisor currently at VIEW CAPITAL RIA, LP located in Dallas, Texas.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Raymond has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

View Capital RIA, LP, an affiliated Investment Adviser of VCA Securities, LP. located at 2727 N. Harwood Street, Suite 225, Dallas, TX 75201. He serves as Investment Adviser Rep. He is registered with the View Capital RIA, LP since 08/24/2011.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Craig Brubaker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2011 - Present

VIEW CAPITAL RIA, LP

Office #1: 2727 N. Harwood Street Suite 225, Dallas, TX 75201

RIA

CRD#: 130678

Dallas, TX

Past

June 21, 2011 - June 7, 2018

VCA SECURITIES, LP

CRD#: 130748

DALLAS, TX

Past

February 7, 2006 - June 5, 2009

VIEW CAPITAL RIA, LP

RIA

CRD#: 130678

DALLAS, TX

Past

December 21, 2005 - June 5, 2009

VCA SECURITIES, LP

CRD#: 130748

DALLAS, TX

Past

February 8, 2005 - December 31, 2005

VIEW CAPITAL RIA, LP

RIA

CRD#: 130678

DALLAS, TX

Past

January 13, 2001 - May 13, 2004

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

DALLAS, TX

Past

January 13, 2001 - May 13, 2004

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

December 1, 1998 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIEW CAPITAL RIA, LP

BLUFFVIEW RIA, LP | VIEW CAPITAL RIA, LP

CRD#: 130678 / SEC#: 801-62983

RIA

Registered Investment Advisory firm - (4/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/13/2013)

IAR

Texas
(8/24/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/9/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/13/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/27/1998

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 12/30/1994

Non-Member General Securities Examination

Current Firm

VIEW CAPITAL RIA, LP

BLUFFVIEW RIA, LP | VIEW CAPITAL RIA, LP

CRD#: 130678 / SEC#: 801-62983

RIA

Registered Investment Advisory firm - (4/9/2004 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2727 N. Harwood Street Suite 225, Dallas, TX 75201

Mailing Address

Phone number

(214) 855-2550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIEW CAPITAL RIA, LP - FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 1,774,409,102

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
10/18/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Raymond C. Brubaker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Craig Brubaker's CRS (Customer Relationship Summary).

Certified licenses

Experience

VCA SECURITIES, LP

VIEW CAPITAL RIA, LP

VCA SECURITIES, LP

VIEW CAPITAL RIA, LP

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

Primary Firm SEC Registration

VIEW CAPITAL RIA, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/1998

Series 65

Date: 1/13/1995

SIE

Date: 6/7/2018

Series 7

Date: 11/27/1998

Series 2

Date: 12/30/1994

Current Firm

VIEW CAPITAL RIA, LP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VIEW CAPITAL RIA, LP

TRUST BUT VERIFY

Similar Advisors