Paul I. Jeffery

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CRD#: 257831

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Ian Jeffery was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1971. Paul had worked at 6 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 1, 2017 - April 5, 2019

ALPHA CAPITAL MANAGEMENT GROUP LLC

RIA

CRD#: 283624

CENTENNIAL, CO

Past

January 1, 1999 - December 31, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

DENVER, CO

Past

April 13, 1995 - December 31, 2017

LPL FINANCIAL LLC

CRD#: 6413

DENVER, CO

Past

March 14, 1983 - April 3, 1995

OMNIVEST, INC.

CRD#: 13396

DENVER, CO

Past

November 20, 1980 - June 21, 1983

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

Past

July 5, 1973 - January 8, 1981

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

Past

August 30, 1971 - October 6, 1973

EQUITY FUNDING SECURITIES CORPORATION

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA CAPITAL MANAGEMENT GROUP LLC

CRD#: 283624 / SEC#: 801-107838

RIA

Registered Investment Advisory firm - (5/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/14/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 8/25/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/3/1982

General Securities Principal Examination

Current Firm

ALPHA CAPITAL MANAGEMENT GROUP LLC

CRD#: 283624 / SEC#: 801-107838

RIA

Registered Investment Advisory firm - (5/17/2016 Approved)

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Contact information

Main Address

250 Fillmore Street Suite 150, Denver, CO 80209

Mailing Address

Phone number

(303) 900-1940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/21/2025)

PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	457
AUM (Assets Under Management)	$ 613,459,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul I. Jeffery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OMNIVEST, INC.

CONSOLIDATED INVESTMENT SERVICES, INC.

WORLD CAPITAL BROKERAGE, INC.

EQUITY FUNDING SECURITIES CORPORATION

Primary Firm SEC Registration

ALPHA CAPITAL MANAGEMENT GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/14/1986

SIE

Date: 12/31/2017

Series 1

Date: 8/25/1971

Series 24

Date: 8/3/1982

Current Firm

ALPHA CAPITAL MANAGEMENT GROUP LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA CAPITAL MANAGEMENT GROUP LLC

TRUST BUT VERIFY

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