Austin W. Hopper

AWH CAPITAL, L.P.

Dallas, TX 75219

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CRD#: 2578267

Professional summary

Austin Wiggins Hopper, who also goes by Austin Hopper, is a registered financial advisor currently at AWH CAPITAL, L.P. located in Dallas, Texas.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Austin has worked at 2 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin Hopper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Wiggins Hopper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2008 - Present

AWH CAPITAL, L.P.

Office #1: 3899 Maple Avenue Suite 490, Dallas, TX 75219

RIA

CRD#: 146740

Dallas, TX

Past

January 1, 2005 - June 24, 2008

AWH INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 122825

DALLAS, TX

Past

April 6, 2004 - December 31, 2004

AWH INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 122825

DALLAS, TX

Past

November 13, 2002 - December 31, 2003

AWH INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 122825

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AWH CAPITAL, L.P.

CRD#: 146740 / SEC#: 801-110794

RIA

Registered Investment Advisory firm - (7/14/2017 Approved)

Texas

Registered Investment Advisory firm - (7/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/30/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 12/29/1994

National Commodity Futures Examination

Current Firm

AWH CAPITAL, L.P.

CRD#: 146740 / SEC#: 801-110794

RIA

Registered Investment Advisory firm - (7/14/2017 Approved)

Texas

Registered Investment Advisory firm - (7/21/2017 Terminated)

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Contact information

Main Address

3899 Maple Avenue Suite 490, Dallas, TX 75219

Mailing Address

Phone number

(214) 462-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PART 2 OF FORM ADV (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 126,065,397

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin W. Hopper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Wiggins Hopper's CRS (Customer Relationship Summary).

Certified licenses

Experience

AWH CAPITAL, L.P.

AWH INVESTMENT MANAGEMENT, LLC

AWH INVESTMENT MANAGEMENT, LLC

AWH INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

AWH CAPITAL, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2002

Series 3

Date: 12/29/1994

Current Firm

AWH CAPITAL, L.P.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AWH CAPITAL, L.P.

TRUST BUT VERIFY

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