Jeffrey O. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Owen Miller, who also goes by Jeff Miller, Jeffrey Miller, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Jeffrey had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2016 - June 20, 2019
AFFINITY INVESTMENT GROUP, LLC
August 31, 2016 - September 13, 2016
FIDELITY BROKERAGE SERVICES LLC
February 12, 2015 - March 30, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 2015 - March 30, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2014 - February 3, 2015
FORESIDE FUND SERVICES, LLC
October 15, 2013 - September 4, 2014
AST INVESTOR SERVICES LLC
June 20, 2012 - January 24, 2013
MONTAGE INVESTMENTS, LLC
July 18, 2011 - January 15, 2013
MSEC, LLC
June 23, 2010 - May 31, 2011
BURCH & COMPANY, INC
June 5, 2006 - April 3, 2009
BLACKROCK FINANCIAL MANAGEMENT, INC
October 7, 2004 - June 20, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
January 9, 2004 - April 3, 2009
BLACKROCK INVESTMENTS, LLC
October 26, 2000 - December 31, 2003
FORESIDE ASSOCIATES, LLC
April 28, 1998 - July 31, 2000
NATIXIS DISTRIBUTION, LLC
October 15, 1996 - January 28, 1998
FISCO EQUITY, INC.
February 28, 1995 - June 10, 1996
METLIFE INVESTORS DISTRIBUTION COMPANY
Primary Firm SEC Registration
AFFINITY INVESTMENT GROUP, LLC
CRD#: 117191 / SEC#: 801-61181
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AFFINITY INVESTMENT GROUP, LLC
CRD#: 117191 / SEC#: 801-61181
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,550 |
| AUM (Assets Under Management) | $ 515,273,568 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
