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Frank Marsh Ashley,iii

GLOBAL TRUST
Riviera Beach, FL
·CRD# 2578195·31 years experience

Professional Summary

Frank Marsh Ashley,iii, who also goes by Frank Ashley, is a registered financial advisor currently at GLOBAL TRUST located in Riviera Beach, Florida. Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Frank has worked at 3 firms and has passed the Series 2 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Ashley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

GLOBAL TRUST·CRD# 143120
RIA
Riviera Beach, FL
November 2, 2017 - Present
ASHLEY FINANCIAL SERVICES, PA·CRD# 141952
RIA
Ft. Pierce, FL
October 29, 2010 - December 31, 2017
CPS INVESTMENT ADVISORS·CRD# 104914
RIA
Lakeland, FL
March 1, 2007 - August 28, 2014

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Current Firm

GT
GLOBAL TRUST

GLOBAL TRUST | GLOBAL TRUST ASSET MANAGEMENT, LLC

CRD#: 143120 / SEC#: 801-68778
RIA
Registered Investment Advisory firm - SEC (2/1/2008 Approved)
Florida
Registered Investment Advisory firm - Florida (2/29/2008 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11300 U.s. Highway 1 Suite 600, Palm Beach Gardens, FL 33408

Phone Number

(561) 472-0191

# of Employees

12

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GLOBAL TRUST - PART 2A - FIRM BROCHURE JUNE 2026 (7/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

799

AUM (Assets Under Management)

$450,243,060

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/04/2026Cover PageReport
12/08/2025Cover PageReport
03/14/2025Cover PageReport
12/06/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASHLEY & ASHLEY CPA'S PA, LOCATED AT 4160 N. Hwy A1A, Unit 1007A, N. Hutchinson Island, FL 34949, NOT INVESTMENT RELATED, VICE PRESIDENT SINCE 01/2016, ACCOUNTING FIRM, MR. ASHLEY DEVOTES APPROXIMATELY 1 HOUR PER MONTH (NOT DURING TRADING HOURS) TO THIS OTHER BUSINESS ACTIVITY, DUTIES ARE ERRANDS AND RESEARCH ONLY.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GT
GLOBAL TRUST

GLOBAL TRUST | GLOBAL TRUST ASSET MANAGEMENT, LLC

CRD#: 143120 / SEC#: 801-68778
RIA
Registered Investment Advisory firm - SEC (2/1/2008 Approved)
Florida
Registered Investment Advisory firm - Florida (2/29/2008 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(11/21/2017)
IAR
Montana
(11/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 2 — Non-Member General Securities Examination

Passed Dec 1994

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CRS (Client Relationship Summary) - RIA

Click below to view Frank Marsh Ashley,iii's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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