Frank M. Ashley,iii

GLOBAL TRUST

N. Hutchinson Island, FL

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CRD#: 2578195

Professional summary

Frank Marsh Ashley,iii, who also goes by Frank Ashley, is a registered financial advisor currently at GLOBAL TRUST located in N. Hutchinson Island, Florida.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Frank has worked at 3 firms and has passed the Series 2 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank Ashley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASHLEY & ASHLEY CPA'S PA, LOCATED AT 4160 N. Hwy A1A, Unit 1007A, N. Hutchinson Island, FL 34949, NOT INVESTMENT RELATED, VICE PRESIDENT SINCE 01/2016, ACCOUNTING FIRM, MR. ASHLEY DEVOTES APPROXIMATELY 1 HOUR PER MONTH (NOT DURING TRADING HOURS) TO THIS OTHER BUSINESS ACTIVITY, DUTIES ARE ERRANDS AND RESEARCH ONLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Marsh Ashley,iii's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2017 - Present

GLOBAL TRUST

RIA

CRD#: 143120

N. Hutchinson Island, FL

Past

October 29, 2010 - December 31, 2017

ASHLEY FINANCIAL SERVICES, PA

RIA

CRD#: 141952

FT. PIERCE, FL

Past

March 1, 2007 - August 28, 2014

CPS INVESTMENT ADVISORS

RIA

CRD#: 104914

LAKELAND, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL TRUST

GLOBAL TRUST | GLOBAL TRUST ASSET MANAGEMENT, LLC

CRD#: 143120 / SEC#: 801-68778

RIA

Registered Investment Advisory firm - (2/1/2008 Approved)

Florida

Registered Investment Advisory firm - (2/29/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/21/2017)

IAR

Montana
(11/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 12/30/1994

Non-Member General Securities Examination

Current Firm

GLOBAL TRUST

GLOBAL TRUST | GLOBAL TRUST ASSET MANAGEMENT, LLC

CRD#: 143120 / SEC#: 801-68778

RIA

Registered Investment Advisory firm - (2/1/2008 Approved)

Florida

Registered Investment Advisory firm - (2/29/2008 Terminated)

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Contact information

Main Address

11300 U.s. Highway 1 Suite 600, Palm Beach Gardens, FL 33408

Mailing Address

Phone number

(561) 472-0191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLOBAL TRUST - PART 2A - FIRM BROCHURE 12/2024 (1/27/2025)

Regulatory assets under management

Total Number of Accounts	759
AUM (Assets Under Management)	$ 440,463,318

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/14/2025	Cover Page	Report
12/06/2023	Cover Page	Report
10/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frank M. Ashley,iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Marsh Ashley,iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL TRUST

ASHLEY FINANCIAL SERVICES, PA

CPS INVESTMENT ADVISORS

Primary Firm SEC Registration

GLOBAL TRUST

State Registrations and Notice Filings

Exams

Series 2

Date: 12/30/1994

Current Firm

GLOBAL TRUST

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLOBAL TRUST

TRUST BUT VERIFY

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