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AM

Abed Mansoor

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CRD#: 2577975
AM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Abed Mansoor was a registered financial professional .

Abed is a previously registered financial professional and started their career in finance in 1995. Abed had worked at 1 firm and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 2, 1995 - February 9, 1999

FANO SECURITIES LLC

BD
CRD#: 37867
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 11/1/1995
General Securities Representative Examination

Current Firm

FS
FANO SECURITIES LLC
FANO HOLDINGS INC. | FANO SECURITIES LLC | FANO SECURITIES CORP.

CRD#: 37867 / SEC#: , 8-47970

BD
Terminated by SEC on 12/13/2005
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Contact information

Main Address
Mailing Address
Phone number
Established
Connecticut since 04/01/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FANO HOLDINGS INC.STOCKHOLDER
GARROW, RIMA IDRISSIMEMBER OF THE BOARD OF MANAGERS
GARROW, STEPHEN DAVIDPRESIDENT, CEO & CHIEF COMPLIANCE OFFICER1316034
MANSOOR, ABEDMEMBER OF THE BOARD OF MANAGERS2577975

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FANO SECURITIES LLC

CRD#: 37867

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