Mary L. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Lauren Hansen, who also goes by Mary Lauren Brunmeier, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1995. Mary had worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2013 - July 20, 2015
PFS INVESTMENTS INC.
July 19, 2010 - December 14, 2011
CUNA BROKERAGE SERVICES, INC.
February 12, 2008 - December 14, 2011
CUNA BROKERAGE SERVICES, INC.
May 16, 2006 - May 23, 2006
SII INVESTMENTS, INC.
May 10, 2006 - November 6, 2007
BANCWEST INVESTMENT SERVICES, INC.
September 23, 2003 - May 15, 2006
SII INVESTMENTS, INC.
September 12, 2001 - September 15, 2003
PACKERLAND BROKERAGE SERVICES, INC.
October 23, 2000 - July 27, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 10, 2000 - September 26, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 8, 2000 - July 7, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 16, 1998 - December 8, 1999
ASSOCIATED INVESTMENT SERVICES, INC.
August 5, 1996 - October 26, 1998
A. G. EDWARDS & SONS, INC.
March 14, 1995 - August 1, 1996
IDS LIFE INSURANCE COMPANY
March 14, 1995 - August 1, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
