William K. Stant

COREBRIDGE CAPITAL SERVICES

Woodland Hills, CA 91367

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CRD#: 2577952

Professional summary

William Kevin Stant, who also goes by Kevin Stant, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.

William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Stant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Kevin Stant's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2015 - Present

COREBRIDGE CAPITAL SERVICES, INC.

Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367

CRD#: 13158

Woodland Hills, CA

Past

September 19, 2012 - January 8, 2015

SANTANDER SECURITIES LLC

CRD#: 41791

BRICK, NJ

Past

April 5, 2011 - September 19, 2012

LPL FINANCIAL LLC

CRD#: 6413

TOMS RIVER, NJ

Past

May 14, 2010 - February 24, 2011

INVEST FINANCIAL CORPORATION

CRD#: 12984

UNION, NJ

Past

October 1, 2004 - May 14, 2010

CETERA WEALTH SERVICES, LLC

CRD#: 13572

UNION, NJ

Past

November 28, 2003 - July 30, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 30, 2002 - December 4, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

May 10, 2001 - January 28, 2002

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

April 25, 2001 - June 18, 2001

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 21, 1998 - April 25, 2001

SUMMIT FINANCIAL SERVICES GROUP, INC.

CRD#: 7246

BETHLEHEM, PA

Past

July 9, 1998 - October 21, 1998

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(1/6/2015)

New York
(2/19/2021)

Pennsylvania
(1/6/2015)

Exams

State Security Law Exam

Series 63

Date: 10/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: , 8-28733

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

30 Hudson Street 16th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 16th Floor, Jersey City, NJ 07302

Phone number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SUNAMERICA ASSET MANAGEMENT, LLC.	SHAREHOLDER
BURNETTE, CYNTHIA LEA	CHIEF FINANCIAL OFFICER	1863103
FORTEY, MICHAEL	CHIEF COMPLIANCE OFFICER	2304969
NASTA, CHRISTINA MARIE	PRESIDENT	2736888

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William K. Stant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Kevin Stant's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTANDER SECURITIES LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

CETERA WEALTH SERVICES, LLC

MML INVESTORS SERVICES, LLC

QUICK & REILLY, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

SUMMIT FINANCIAL SERVICES GROUP, INC.

FISERV INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/8/1998

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COREBRIDGE CAPITAL SERVICES, INC.

TRUST BUT VERIFY

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