Stephen M. Dahlke
Professional summary
Stephen Matthew Dahlke, who also goes by Steve Dahkle, is a registered financial professional currently at THE HUNTINGTON INVESTMENT COMPANY located in Columbus, Ohio and CAPSTONE PARTNERS located in Boston, Massachusetts.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1995. Stephen has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Matthew Dahlke's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2012 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Home Office Osj - Easton 7 Easton Oval, Columbus, OH 43219Office #2: Home Office Ops Osj - 41 South High 41 South High Street 4th Floor, Columbus, OH, 43215July 14, 2022 - Present
CAPSTONE PARTNERS
Office #1: 10 Post Office Square Suite 800n, Boston, MA 02109November 19, 2019 - August 28, 2025
HUNTINGTON SECURITIES, INC.
October 1, 2012 - October 26, 2012
J.P. MORGAN SECURITIES LLC
October 6, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 16, 2008 - October 26, 2010
U.S. BANCORP ADVISORS, LLC
September 21, 2001 - January 10, 2008
WAMU INVESTMENTS, INC.
February 2, 1995 - November 30, 1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
January 20, 1995 - January 30, 1995
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2023)
(11/19/2012)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CAPSTONE PARTNERS
CRD#: 132185 / SEC#: , 8-66572
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPSTONE CORPORATE FINANCE LLC | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| CASPER, MARK VERNON JR. | CHIEF FINANCIAL OFFICER | 6682711 |
| DAHLKE, STEPHEN MATTHEW | CHIEF COMPLIANCE OFFICER | 2577928 |
| FERRARA, JOHN MARIO II | PRESIDENT | 2097226 |
| JANSON, PAUL EDWARD | DIRECTOR | 4992234 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | EXECUTIVE MANAGING DIRECTOR | 6419334 |
| VALDIVIA, SERENA | AML OFFICER | 7790899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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