Laila M. Kollmorgen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laila Marie Kollmorgen, who also goes by Laila Marie Apolinar, Laila Marie Awalt, Laila Marie Thompson, was a registered financial professional .
Laila is a previously registered financial professional and started their career in finance in 1995. Laila had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2015 - December 22, 2025
PINEBRIDGE SECURITIES LLC
June 27, 2013 - May 14, 2015
RAYMOND JAMES & ASSOCIATES, INC.
May 13, 2011 - November 9, 2011
COHEN & COMPANY CAPITAL MARKETS, LLC
June 25, 2010 - May 13, 2011
COHEN & COMPANY SECURITIES, LLC
October 18, 2004 - July 3, 2008
BNP PARIBAS SECURITIES CORP.
June 6, 2000 - November 21, 2002
MERRILL LYNCH GOVERNMENT SECURITIES INC.
October 20, 1998 - November 21, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 3, 1995 - May 13, 1996
INVERWORLD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PINEBRIDGE SECURITIES LLC
CRD#: 5967 / SEC#: , 8-16586
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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