Graham Erwin Fuller
Professional Summary
Graham Erwin Fuller, who also goes by Graham E Fuller, is a registered financial advisor currently at DISTRIBUTION SERVICES, LLC located in Portland, Maine. Graham is registered as a RR (Registered Representative) and started their career in finance in 1995. Graham has worked at 6 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Graham E Fuller
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PFS INVESTMENTS INC.
Videos & Posts
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PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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PFS INVESTMENTS INC.
Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
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PFS INVESTMENTS INC.
Current Firm
DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC
Contact Information
Main Address
190 Middle Street Suite 301, Portland, ME 04101Mailing Address
190 Middle Street Suite 301, Portland, ME 04101Phone Number
(866) 251-6920Established
Wisconsin since 09/27/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | — |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
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PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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PFS INVESTMENTS INC.
State Registrations and Notice Filings
(10/18/2024)
(10/21/2024)
(10/25/2024)
(10/18/2024)
(10/16/2024)
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(10/23/2024)
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(4/24/2025)
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(10/29/2024)
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(10/28/2024)
(10/17/2024)
(10/22/2024)
(10/18/2024)
(10/22/2024)
(10/21/2024)
(10/18/2024)
(10/17/2024)
(10/16/2024)
(10/18/2024)
(10/21/2024)
(10/21/2024)
(10/18/2024)
(10/24/2024)
(10/22/2024)
(10/16/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2024About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1995About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Graham Erwin Fuller's CRS (Customer Relationship Summary).
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PFS INVESTMENTS INC.