Graham E. Fuller

DISTRIBUTION SERVICES

Portland, ME 04101

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CRD#: 2577864

Professional summary

Graham Erwin Fuller, who also goes by Graham E Fuller, is a registered financial professional currently at DISTRIBUTION SERVICES, LLC located in Portland, Maine.

Graham is registered as a RR (Registered Representative) and started their career in finance in 1995. Graham has worked at 6 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Graham E Fuller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: MILLENNIUM TRUST CO INVESTMENT-RELATED: PASSIVE, NON-MEMBER ADDRESS: OAK BROOK, IL START DATE: 9/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: GERBER/TAYLOR MANAGEMENT INVESTMENT-RELATED: PASSIVE, NON-MEMBER ADDRESS: MEMPHIS, TN START DATE: 1/2015 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: GERBER/TAYLOR MANAGMENT INVESTMENT-RELATED: PASSIVE, NON-MEMBER ADDRESS: MEMPHIS, TN START DATE: 1/2016 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: GERBER/TAYLOR MANAGMENT INVESTMENT-RELATED: PASSIVE, NON-MEMBER ADDRESS: MEMPHIS, TN START DATE: 1/2017 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: FIRST TRUST COMPANY OF ONAGA INVESTMENT-RELATED: PASSIVE, NON-MEMBER ADDRESS: ONAGA, KS START DATE: 8/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Graham Erwin Fuller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2024 - Present

DISTRIBUTION SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 25938

Portland, ME

Past

March 3, 2021 - July 25, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

Past

November 9, 2020 - July 25, 2023

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Charlotte, NC

Past

February 23, 2018 - March 13, 2020

SIGNATUREFD, LLC

RIA

CRD#: 112758

ATLANTA, GA

Past

February 11, 1997 - June 2, 1999

B. RILEY SECURITIES, INC.

CRD#: 25027

LOS ANGELES, CA

Past

January 31, 1995 - July 20, 1995

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/18/2024)

Alaska
(10/21/2024)

Arizona
(10/25/2024)

Arkansas
(10/18/2024)

California
(10/16/2024)

Colorado
(10/21/2024)

Connecticut
(10/16/2024)

Delaware
(10/28/2024)

District of Columbia
(10/23/2024)

Florida
(10/17/2024)

Georgia
(10/18/2024)

Hawaii
(10/24/2024)

Idaho
(10/18/2024)

Illinois
(4/24/2025)

Indiana
(10/18/2024)

Iowa
(10/17/2024)

Kansas
(10/16/2024)

Kentucky
(10/22/2024)

Louisiana
(10/30/2024)

Maine
(10/16/2024)

Maryland
(10/29/2024)

Massachusetts
(10/18/2024)

Michigan
(10/18/2024)

Minnesota
(10/18/2024)

Mississippi
(10/18/2024)

Missouri
(10/17/2024)

Montana
(10/21/2024)

Nebraska
(10/16/2024)

Nevada
(10/18/2024)

New Hampshire
(10/24/2024)

New Jersey
(10/18/2024)

New Mexico
(10/18/2024)

New York
(10/29/2024)

North Carolina
(10/17/2024)

North Dakota
(10/21/2024)

Ohio
(10/16/2024)

Oklahoma
(10/21/2024)

Oregon
(10/28/2024)

Pennsylvania
(10/17/2024)

Puerto Rico
(10/22/2024)

Rhode Island
(10/18/2024)

South Carolina
(10/22/2024)

South Dakota
(10/21/2024)

Tennessee
(10/18/2024)

Texas
(10/17/2024)

Utah
(10/16/2024)

Vermont
(10/18/2024)

Virgin Islands
(10/21/2024)

Virginia
(10/21/2024)

Washington
(10/18/2024)

West Virginia
(10/24/2024)

Wisconsin
(10/22/2024)

Wyoming
(10/16/2024)

Exams

State Security Law Exam

Series 63

Date: 5/4/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/3/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 10/16/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7TO

Date: 3/2/2021

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 2/10/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/30/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

DISTRIBUTION SERVICES, LLC

DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC

CRD#: 25938 / SEC#: , 8-42106

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Wisconsin since 09/27/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
TAYLOR, GORDON BURDETTE	VP, CHIEF COMPLIANCE OFFICER	2990648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Graham E. Fuller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Graham Erwin Fuller's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

VANGUARD ADVISERS, INC.

SIGNATUREFD, LLC

B. RILEY SECURITIES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/2021

Series 65

Date: 2/3/2018

Series 6TO

Date: 10/16/2024

Series 7TO

Date: 3/2/2021

Series 7

Date: 2/10/1997

Series 6

Date: 1/30/1995

FINRA

Current Firm

DISTRIBUTION SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DISTRIBUTION SERVICES, LLC

TRUST BUT VERIFY

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