James D. Jefcoat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James David Jefcoat JR was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1970. James had worked at 12 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2013 - December 31, 2021
TREND DYNAMICS INC
March 17, 2004 - April 16, 2012
MORGAN KEEGAN & COMPANY, LLC
September 6, 2001 - April 16, 2012
MORGAN KEEGAN & COMPANY, LLC
September 15, 1988 - May 9, 2001
PRUDENTIAL EQUITY GROUP, LLC
November 24, 1987 - September 6, 1988
KEYBANC CAPITAL MARKETS INC.
August 1, 1979 - November 24, 1987
SALOMON BROTHERS INC.
July 16, 1979 - September 30, 1979
LEHMAN BROTHERS INC.
January 18, 1978 - August 3, 1979
LOEB PARTNERS
February 11, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
November 8, 1974 - March 9, 1977
SHEARSON HAYDEN STONE INC.
June 26, 1974 - November 8, 1974
HAYDEN STONE INC.
April 14, 1971 - August 5, 1974
SHEARSON HAMMILL & TO
February 26, 1970 - April 20, 1971
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/14/1969
Registered Representative ExaminationCurrent Firm
TREND DYNAMICS INC
CRD#: 106279 / SEC#: 801-45623
Contact information
Red Flags
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