Peter Van Lam
Professional Summary
Peter Van Lam, who also goes by Hung Van Lam, is a registered financial advisor currently at BALANCED SECURITY PLANNING, INC. located in Newport Beach, California. Peter is registered as a RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Hung Van Lam
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
BALANCED SECURITY PLANNING, INC.
Contact Information
Main Address
4701 Teller Avenue, Newport Beach, CA 92660Mailing Address
4701 Teller Avenue, Newport Beach, CA 92660Phone Number
(949) 404-2300Established
Florida since 05/29/1969Firm Type
CorporationFiscal Year End
MayFirm Size
SmallFINRA licenses (29 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/6/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2004Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Van Lam's CRS (Customer Relationship Summary).
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