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Michael F. O'connor

ARAX ADVISORY PARTNERS
Andover, MA 01810
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CRD#: 2577775
MO
Michael Francis O'connorARAX ADVISORY PARTNERS

Professional summary

Michael Francis O'connor, who also goes by Michael Francis Oconnor, is a registered financial advisor currently at ARAX ADVISORY PARTNERS located in Andover, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Michael Francis Oconnor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Francis O'connor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2026 - Present

ARAX ADVISORY PARTNERS

Office #1: 23 Main Street Suite 301 , Andover, MA 01810
RIA
CRD#: 133535
Andover, MA
Past

August 29, 2022 - July 17, 2026

U.S. CAPITAL WEALTH ADVISORS, LLC

RIA
CRD#: 288199
Andover, MA
Past

November 19, 2018 - September 8, 2022

PINNACLE PRIVATE WEALTH, LLC

RIA
CRD#: 170315
BURLINGTON, MA
Past

November 19, 2018 - December 1, 2022

TRIAD ADVISORS LLC

BD
CRD#: 25803
Andover, MA
Past

November 14, 2018 - November 21, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ANDOVER, MA
Past

February 21, 2003 - December 31, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ANDOVER, MA
Past

May 23, 2002 - November 21, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ANDOVER, MA
Past

December 14, 1998 - May 15, 2002

RYAN FINANCIAL, INC.

BD
CRD#: 39617
ANDOVER, MA
Past

January 31, 1997 - July 24, 1998

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

January 27, 1995 - January 30, 1997

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165

RIA
Registered Investment Advisory firm - (9/20/2006 Approved)
California
Registered Investment Advisory firm - (10/18/2006 Terminated)
Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)
Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/14/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/21/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/30/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/26/1995
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165

RIA
Registered Investment Advisory firm - (9/20/2006 Approved)
California
Registered Investment Advisory firm - (10/18/2006 Terminated)
Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)
Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)
Loading...

Contact information

Main Address
730 17th Street Suite 107, Denver, CO 80202
Mailing Address
Phone number
(303) 633-5900
Established
Firm type
Fiscal year end
# of Employees
106

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AAP FORM ADV PART 2A 11172025 (11/17/2025)

Regulatory assets under management

Total Number of Accounts16,559
AUM (Assets Under Management)$ 8,960,126,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARAX ADVISORY PARTNERS

CRD#: 133535Andover, MA 01810

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