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Craig Alan Chytraus

CRD# 2577574·Registered 1995 - 1998
Previously Registered: Being a previously registered professional could mean that Craig is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Craig Alan Chytraus was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 1995 - 1998. Craig had worked at 2 firms and has passed the Series 63, Series 7 and Series 52 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

NATIONAL CLEARING CORP.·CRD# 14343
BD
Sherman Oaks, CA
December 16, 1996 - June 17, 1998
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
January 31, 1995 - December 13, 1995

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Current Firm

NC
NATIONAL CLEARING CORP.

J.B. OXFORD & COMPANY | NATIONAL CLEARING CORP. | MOUNTAIN FINANCIAL, INC.

CRD#: 14343 / SEC#: 8-30593
BD
Terminated by SEC on 04/29/2006

Contact Information

Established

Utah since 08/23/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
JB OXFORD HOLDINGS, INC.DIRECT OWNER—
CHIODO, MICHAEL JDIRECTOR & CFO2097132
FISCHER, BARRY STEVENDIRECTOR, PRESIDENT, CEO & GENERAL COUNSEL3134841

Disclosures

Regulatory Event

19

Civil Event

1

Arbitration

37

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jan 1995About the Series 52 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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