AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EH

Eric P. Henkels

GLOBAL DIGITAL MARKETS
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 2577397
EH

Professional summary

Eric Paul Henkels JR, who also goes by Eric P Henkels, Eric Paul Henkels, is a registered financial professional currently at GLOBAL DIGITAL MARKETS located in Newport Beach, California.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1995. Eric has worked at 8 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric P Henkels | Eric Paul Henkels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Paul Henkels JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2023 - Present

GLOBAL DIGITAL MARKETS

Office #1: 120 Newport Center Drive Suite 50, Newport Beach, CA 92660
BD
CRD#: 298720
NEWPORT BEACH, CA
Past

July 17, 2014 - July 19, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
IRVINE, CA
Past

July 17, 2014 - July 19, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
IRVINE, CA
Past

November 11, 2011 - November 22, 2013

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

December 14, 2005 - August 8, 2011

CLEARBRIDGE INVESTMENTS, LLC

RIA
CRD#: 137028
NEW YORK, NY
Past

December 1, 2005 - August 8, 2011

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
SAN MATEO, CA
Past

November 2, 2005 - December 19, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LOS ANGELES, CA
Past

February 10, 2003 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 11, 1999 - July 12, 2002

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

January 25, 1995 - May 6, 1999

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/18/2025)
RR
California
(5/16/2025)
RR
South Dakota
(5/5/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/8/2004
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/19/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 7/19/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/24/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/14/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GD
GLOBAL DIGITAL MARKETS
CLEAR CAPITAL ADVISORS | ZATARA CAPITAL SECURITIES LLC | ZATARA CAPITAL SECURITIES L.P. | GLOBAL DIGITAL MARKETS LLC | GLOBAL DIGITAL MARKETS | CLEAR CAPITAL SECURITIES, LLC | CLEAR CAPITAL SECURITIES LP

CRD#: 298720 / SEC#: , 8-70303

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
120 Newport Center Drive Suite 50, Newport Beach, CA 92660
Mailing Address
120 Newport Center Drive Suite 50, Newport Beach, CA 92660
Phone number
(949) 534-8340
Established
California since 07/30/2025
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GLOBAL DIGITAL MARKETS, LLCGENERAL PARTNER
HENKELS, ERIC PAUL JRMANAGING PARTNER2577397
LAWSON, SEAN CHRISTOPHERCHIEF COMPLIANCE OFFICER2536371
TARRA, SCOTT PATRICKFINANCIAL AND OPERATIONS PRINCIPAL4593965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL DIGITAL MARKETS

CRD#: 298720Newport Beach, CA 92660

TRUST BUT VERIFY

Monitor Eric Henkels

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Barton S Pearce
Barton PearceAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
IRVINE, CA
Ryan Anthony Gallo
Ryan GalloAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
FULLERTON, CA
Michael Gregory Jensen
Michael JensenAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
Irvine, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics