David Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Perry, who also goes by David Arthur Perry, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2017 - June 15, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
September 11, 2017 - September 15, 2017
FARMERS FINANCIAL SOLUTIONS, LLC
April 22, 2015 - August 15, 2017
STATE FARM VP MANAGEMENT CORP.
August 20, 2004 - March 30, 2005
NATIONWIDE SECURITIES, LLC
March 5, 2004 - August 9, 2004
FORESTERS FINANCIAL SERVICES, INC.
May 20, 2003 - December 31, 2003
THE O.N. EQUITY SALES COMPANY
April 22, 2002 - June 26, 2002
VERITRUST FINANCIAL, LLC
January 2, 2002 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
November 3, 2000 - September 27, 2001
FIRST HEARTLAND CAPITAL, INC.
February 7, 1996 - April 11, 1996
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 16, 1995 - March 15, 1995
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
