Brian P. Carr
Professional summary
Brian P Carr was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian P Carr was a registered financial advisor .
Brian is a previously registered financial advisor and started their career in finance in 1995. Brian had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2008 - April 1, 2008
CARR MILLER CAPITAL INVESTMENTS, LLC
July 8, 2003 - March 6, 2008
NEW ENGLAND SECURITIES
June 5, 2003 - March 6, 2008
NEW ENGLAND SECURITIES
July 2, 2002 - June 5, 2003
WS GRIFFITH SECURITIES, INC.
January 11, 1995 - June 5, 2003
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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