Paul L. Chern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul L Chern was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1995. Paul had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2002 - May 5, 2022
BARKER FINANCIAL GROUP, INC.
February 16, 2001 - October 17, 2003
OSAIC FS, INC.
July 1, 1996 - January 25, 2001
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 23, 1995 - July 1, 1996
FINANCIAL HORIZONS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARKER FINANCIAL GROUP, INC.
CRD#: 116817 / SEC#: 801-79411
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 595 |
| AUM (Assets Under Management) | $ 209,388,842 |
Red Flags
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