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TB

Thomas P. Buckman

BUCKMAN, BUCKMAN & REID
Little Silver, NJ 07739
Some features on this profile are disabled
CRD#: 2577168
TB

Professional summary

Thomas Paul Buckman is a registered financial professional currently at BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey and MAYHILL AGENCY, LLC located in Little Silver, New Jersey.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 2 firms and has passed the Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Paul Buckman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 1998 - Present

BUCKMAN, BUCKMAN & REID, INC.

Office #1: 44 Church St., Little Silver, NJ 07739
BD
CRD#: 23407
Little Silver, NJ
Current

January 12, 2024 - Present

MAYHILL AGENCY, LLC

Office #1: 44 Church Street, Little Silver, NJ 07739
BD
CRD#: 6237
Little Silver, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/28/2009)
RR
New Jersey
(5/6/1998)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/17/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/27/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/31/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

MA
MAYHILL AGENCY, LLC
MAYHILL AGENCY, INC. | MAYHILL AGENCY, LLC

CRD#: 6237 / SEC#: , 8-16774

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
44 Church Street, Little Silver, NJ 07739
Mailing Address
44 Church Street, Little Silver, NJ 07739
Phone number
(732) 991-2316
Established
New York since 10/25/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JTC HOLDINGS, LLCOWNER
BUCKMAN, THOMAS PAULPRESIDENT
BUCKMAN, THOMAS PAULCHIEF COMPLIANCE OFFICER
ALMERINI, LOUIS ACHILLEFINANCIAL OPERATIONS PRINCIPAL1605183

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAYHILL AGENCY, LLC

CRD#: 6237Little Silver, NJ 07739

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