Frank V. Desalvo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Vincent Desalvo was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1995. Frank had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2009 - December 31, 2017
A. P. SECURITIES, INC.
April 24, 2007 - December 31, 2008
ADVANCED PLANNING SECURITIES, INC.
December 1, 2006 - April 19, 2007
QUESTAR CAPITAL CORPORATION
January 11, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
March 30, 2000 - September 20, 2005
SUNAMERICA SECURITIES, INC.
December 24, 1998 - February 3, 2000
HORNOR, TOWNSEND & KENT, LLC
March 8, 1995 - November 3, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
A. P. SECURITIES, INC.
CRD#: 27041 / SEC#: , 8-42833
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REICHLE, GEORGE CHRISTOPHER | PRESIDENT, FINOP, CCO | 373184 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
