Marla G. Lacey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marla Gene Lacey, who also goes by Marla Gene Cansler, Marla Gene Reifsnider, Marla Gene Soukup, was a registered financial professional .
Marla is a previously registered financial professional and started their career in finance in 1995. Marla had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2009 - November 5, 2012
AMERICAN EQUITY ADVISORS, INC.
September 5, 2008 - November 6, 2012
AMERICAN EQUITY CAPITAL, INC.
June 6, 2007 - July 15, 2008
ATHENE SECURITIES, LLC
April 7, 2003 - June 18, 2007
AMERITAS INVESTMENT COMPANY, LLC
September 4, 1998 - April 7, 2003
FIRST MONTAUK SECURITIES CORP.
September 29, 1997 - April 7, 2003
FIRST MONTAUK SECURITIES CORP.
June 4, 1996 - October 2, 1997
WORLD SECURITIES, INC.
March 13, 1995 - May 22, 1996
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN EQUITY ADVISORS, INC.
CRD#: 150403 / SEC#: 801-70730
Contact information
Red Flags
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