Michael B. Jawitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Bernard Jawitz was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 7 firms and has passed the Series 55, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2000 - August 7, 2000
AMERICAN FIRST CAPITAL CORP.
June 18, 1996 - February 8, 2000
HUDSON SECURITIES,INC.
February 14, 1992 - April 24, 1996
UBS CAPITAL MARKETS L.P.
May 24, 1988 - February 27, 1992
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 16, 1984 - May 24, 1988
TROSTER SINGER CORPORATION
May 23, 1974 - December 5, 1984
HERZOG, HEINE, GEDULD, LLC
September 10, 1969 - May 29, 1974
HARROS, LANE & DEAM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/25/1999
Limited Representative-Equity Trader ExamSeries 1
Date: 9/6/1969
Registered Representative ExaminationSeries 00
Date: 6/14/1975
General Securities Principal ExaminationCurrent Firm
AMERICAN FIRST CAPITAL CORP.
CRD#: 43751 / SEC#: , 8-50396
Contact information
Documents
Red Flags
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