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JM

Jolene M. Meadows

CRD#: 2576672
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JM
Jolene Marie Meadows

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jolene Marie Meadows was a registered financial professional .

Jolene is a previously registered financial professional and started their career in finance in 1997. Jolene had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


0

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 12, 2003 - October 17, 2012

NEW MEXICO INVESTMENT ADVISORS

RIA
CRD#: 116288
ALBUQUERQUE, NM
Past

May 2, 2003 - March 2, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

March 13, 2000 - May 14, 2003

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
ALBUQUERQUE, NM
Past

December 7, 1998 - May 14, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 15, 1997 - October 29, 1998

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/22/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


NM
NEW MEXICO INVESTMENT ADVISORS
NEW MEXICO INVESTMENT ADVISORS | NEW MEXICO INVESTMENT ADVISORS, LLC

CRD#: 116288 / SEC#:

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Contact information


Main Address
2041 1/2 South Plaza St. Nw, Albuquerque, NM 87104
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEW MEXICO INVESTMENT ADVISORS

CRD#: 116288

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