Jay A. Hershey

PIPER SANDLER & CO.

MINNEAPOLIS, MN 55401

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CRD#: 2576608

Professional summary

Jay Allen Hershey is a registered financial advisor currently at PIPER SANDLER & CO. located in Minneapolis, Minnesota.

Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jay has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Allen Hershey's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jay Allen Hershey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2016 - Present

PIPER SANDLER & CO.

Office #1: 350 North 5th Street Main Office, Minneapolis, MN 55401

RIA

CRD#: 665

MINNEAPOLIS, MN

Current

February 22, 1995 - Present

PIPER SANDLER & CO.

Office #1: 350 North 5th Street Main Office, Minneapolis, MN 55401

RIA

CRD#: 665

MINNEAPOLIS, MN

Past

April 4, 2012 - August 5, 2016

PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 145876

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PIPER SANDLER & CO.

CRD#: 665 / SEC#: 801-108049, 8-15204

RIA

Registered Investment Advisory firm - SEC (8/4/2016 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/23/1998)

Alaska
(1/23/1998)

Arizona
(1/26/1998)

Arkansas
(1/26/1998)

California
(1/23/1998)

Colorado
(1/23/1998)

Connecticut
(1/23/1998)

Delaware
(1/23/1998)

District of Columbia
(1/30/1998)

Florida
(1/27/1998)

Georgia
(1/23/1998)

Hawaii
(2/6/1998)

Idaho
(1/23/1998)

Illinois
(1/23/1998)

Indiana
(1/23/1998)

Iowa
(1/27/1998)

Kansas
(1/23/1998)

Kentucky
(1/26/1998)

Louisiana
(1/26/1998)

Maine
(1/26/1998)

Maryland
(1/23/1998)

Massachusetts
(1/23/1998)

Michigan
(1/29/1998)

Minnesota
(3/17/1995)

IAR

Minnesota
(8/5/2016)

Mississippi
(1/26/1998)

Missouri
(1/27/1998)

Montana
(1/26/1998)

Nebraska
(1/23/1998)

Nevada
(1/23/1998)

New Hampshire
(1/23/1998)

New Jersey
(2/3/1998)

New Mexico
(1/26/1998)

New York
(1/23/1998)

North Carolina
(1/30/1998)

North Dakota
(1/26/1998)

Ohio
(1/26/1998)

Oklahoma
(1/26/1998)

Oregon
(1/23/1998)

Pennsylvania
(1/23/1998)

Puerto Rico
(12/14/2020)

Rhode Island
(1/26/1998)

South Carolina
(1/26/1998)

South Dakota
(1/28/1998)

Tennessee
(1/26/1998)

Texas
(1/26/1998)

Utah
(1/23/1998)

Vermont
(1/26/1998)

Virgin Islands
(1/19/2010)

Virginia
(1/26/1998)

Washington
(1/23/1998)

West Virginia
(1/26/1998)

Wisconsin
(1/27/1998)

Wyoming
(1/26/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1995

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

PIPER SANDLER & CO.

CRD#: 665 / SEC#: 801-108049, 8-15204

RIA

Registered Investment Advisory firm - SEC (8/4/2016 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

350 N 5th Street Suite 1000, Minneapolis, MN 55401

Mailing Address

350 N 5th Street Suite 1000, Minneapolis, MN 55401

Phone number

(612) 303-6000

Established

Delaware since 07/28/1969

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

1,370

SEC notice filing (9 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PIPER SANDLER & CO. CONSOLIDATED BROCHURE (7/14/2025)

Direct owners and executive officers

Name	Position	CRD#
PIPER SANDLER COMPANIES	PARENT
ABRAHAM, CHAD RICHARD	CHAIRMAN, CEO; BOARD MEMBER	2190836
CLUNE, KATHERINE PATRICIA	CFO; BOARD MEMBER	4624219
COX, MICHAEL EDWARD	CO-HEAD OF EQUITIES; BOARD MEMBER	4248868
DILLAHUNT, MICHAEL RAY	CO-HEAD INV BKG & CAP MKTS; BOARD MEMBER	3056486
DOYLE, JONATHAN JAY	HEAD OF FINANCIAL SERVICES GROUP	2108121
GEELAN, JOHN WILLIAM JR.	CHIEF LEGAL OFFICER	4905460
GERBER, JEREMY JOSEPH	CO HEAD OF PUBLIC FINANCE; BOARD MEMBER	5071604
LARSEN, BRIDGET TERE	CHIEF COMPLIANCE OFFICER	6643130
SCHONEMAN, DEBBRA LYNN	PRESIDENT; BOARD MEMBER	1980635

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 1,985,004,532

Disclosures

Regulatory Event	141
Civil Event	1
Arbitration	50

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jay A. Hershey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Allen Hershey's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jay Allen Hershey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIPER SANDLER & CO.

PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2011

Series 63

Date: 3/15/1995

SIE

Date: 10/1/2018

Series 7

Date: 2/21/1995

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

PIPER SANDLER & CO.

Contact information

SEC notice filing (9 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

PIPER SANDLER & CO.

TRUST BUT VERIFY

Contact information

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