Vicki J. Baker
Professional summary
Vicki Jo Baker, who also goes by VIcki Jo Hosler, Vicki Jo Klingler, Vicki Klingler, is a registered financial professional currently at INVESTMENT PLANNERS, INC. located in Decatur, Illinois.
Vicki is registered as a RR (Registered Representative) and started their career in finance in 1995. Vicki has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vicki Jo Baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2022 - Present
INVESTMENT PLANNERS, INC.
August 10, 2009 - November 18, 2022
MML INVESTORS SERVICES, LLC
February 28, 2002 - July 8, 2009
PRINCIPAL SECURITIES, INC.
May 2, 1995 - April 25, 2000
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2023)
(3/11/2025)
(11/16/2022)
(11/16/2022)
(11/16/2022)
(11/16/2022)
(11/16/2022)
(11/16/2022)
(11/16/2022)
(11/16/2023)
(11/16/2022)
Exams
FINRA
Current Firm
INVESTMENT PLANNERS, INC.
CRD#: 18557 / SEC#: , 8-35642
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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