Maria Geraci Perrin
Professional summary
Maria Geraci Perrin, who also goes by Maria Geraci, Maria Perrin, Perrin, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.
Maria is registered as a RR (Registered Representative) and started their career in finance in 1996. Maria has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Geraci Perrin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2023 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660January 12, 2022 - April 14, 2023
PACIFIC SELECT DISTRIBUTORS, LLC
December 26, 2018 - January 7, 2022
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
December 26, 2018 - January 7, 2022
ALPS DISTRIBUTORS, INC.
November 27, 2017 - May 18, 2018
CARILLON FUND DISTRIBUTORS, INC.
June 13, 2013 - November 21, 2017
DISTRIBUTION SERVICES, LLC
September 29, 2008 - October 11, 2012
THORNBURG SECURITIES LLC
February 26, 1997 - March 28, 2002
GOLDMAN SACHS & CO. LLC
April 3, 1996 - February 3, 1997
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2023)
(4/17/2023)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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