Lorenzo S. Jaime
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorenzo Steven Jaime, who also goes by Steve Jaime, was a registered financial professional .
Lorenzo is a previously registered financial professional and started their career in finance in 2001. Lorenzo had worked at 14 firms and has passed the Series 66, Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2024 - July 21, 2025
BENJAMIN SECURITIES, INC.
January 18, 2022 - May 11, 2023
SW FINANCIAL
October 26, 2020 - July 6, 2021
HOLD BROTHERS CAPITAL LLC
May 20, 2016 - October 29, 2018
BENJAMIN & JEROLD BROKERAGE I, LLC
October 7, 2014 - October 28, 2015
LADENBURG THALMANN ASSET MANAGEMENT INC
October 3, 2014 - October 28, 2015
LADENBURG THALMANN & CO. INC.
June 23, 2014 - September 11, 2014
COLUMBUS ADVISORY GROUP, LTD.
February 13, 2013 - February 28, 2013
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - February 28, 2013
RAYMOND JAMES & ASSOCIATES, INC.
December 5, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
November 11, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
June 25, 2009 - May 18, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
July 24, 2008 - June 17, 2009
OPPENHEIMER & CO. INC.
July 21, 2008 - June 17, 2009
OPPENHEIMER & CO. INC.
September 1, 2005 - October 2, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2005 - October 2, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2005 - April 28, 2005
DEUTSCHE BANK SECURITIES INC.
October 18, 2001 - December 12, 2002
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
BENJAMIN SECURITIES, INC.
CRD#: 7754 / SEC#: 801-30987, 8-23518
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 6/22/2021
Securities Trader ExamCurrent Firm
BENJAMIN SECURITIES, INC.
CRD#: 7754 / SEC#: 801-30987, 8-23518
Contact information
SEC notice filing (4 States and Territories)
FINRA licenses (33 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 33,609,905 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
