Brian A. Bjork
Professional summary
Brian Anthony Bjork was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Brian had worked at 6 firms, which includes WORLD EQUITY GROUP INC., SELECT ASSET MANAGEMENT LLC, GOLDEN BENEFICIAL SECURITIES CORPORATION, SECURITIES AMERICA ADVISORS INC., SECURITIES AMERICA INC., SECURITIES SERVICE NETWORK LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2011 - July 22, 2011
WORLD EQUITY GROUP, INC.
November 28, 2007 - December 31, 2011
SELECT ASSET MANAGEMENT, LLC
November 3, 2005 - August 13, 2008
GOLDEN BENEFICIAL SECURITIES CORPORATION
December 18, 2003 - April 5, 2011
GOLDEN BENEFICIAL SECURITIES CORPORATION
February 26, 2002 - December 5, 2003
SECURITIES AMERICA ADVISORS, INC.
February 16, 1996 - December 5, 2003
SECURITIES AMERICA, INC.
February 16, 1995 - February 16, 1996
SECURITIES SERVICE NETWORK, LLC
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/23/2005
Limited Representative-Equity Trader ExamCurrent Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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