Leo J. Genereux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leo John Genereux was a registered financial professional .
Leo is a previously registered financial professional and started their career in finance in 1995. Leo had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - September 21, 2016
GLOBAL INVESTMENT ADVISORS, LLC
September 7, 2011 - September 21, 2016
ESSEX SECURITIES LLC
March 1, 2007 - September 6, 2011
B. RILEY WEALTH MANAGEMENT
March 1, 2007 - September 6, 2011
B. RILEY WEALTH MANAGEMENT
January 17, 2003 - March 1, 2007
CAPITAL SECURITIES OF AMERICA, INC.
September 30, 2002 - March 1, 2007
CAPITAL SECURITIES OF AMERICA, INC.
August 30, 1999 - December 31, 2001
NATCITY INSURANCE SERVICES, INC.
February 1, 1999 - September 1, 1999
IFMG SECURITIES, INC.
December 16, 1998 - October 15, 2002
NATCITY INVESTMENTS, INC.
December 3, 1996 - January 1, 1999
FIFTH THIRD SECURITIES, INC.
February 6, 1995 - December 16, 1996
DON I COLE AND COMPANY INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL INVESTMENT ADVISORS, LLC
CRD#: 121442 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
