Christopher D. Gemmill

WESTLAKE WEALTH MANAGEMENT LLC

Seattle, WA 98101

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CRD#: 2575876

Professional summary

Christopher David Gemmill is a registered financial advisor currently at WESTLAKE WEALTH MANAGEMENT LLC located in Seattle, Washington.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Boards of Directors; Alterra Condo Owners Association; President; Seattle WA, 98109; Not Investment Related; July 2018; 1-9 hours per month; 1-9 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Gemmill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2021 - Present

WESTLAKE WEALTH MANAGEMENT LLC

Office #1: 600 Stewart Street Suite 400, Seattle, WA 98101

RIA

CRD#: 308915

Seattle, WA

Past

February 19, 1999 - April 23, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Seattle, WA

Past

January 14, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 14, 1999 - April 23, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Seattle, WA

Past

November 26, 1996 - June 29, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

February 1, 1995 - September 9, 1996

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/16/2021)

IAR

Washington
(4/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/31/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WESTLAKE WEALTH MANAGEMENT LLC

CRD#: 308915 / SEC#:

California

Registered Investment Advisory firm - (9/16/2021 Approved)

Oregon

Registered Investment Advisory firm - (6/6/2023 Approved)

Washington

Registered Investment Advisory firm - (7/20/2020 Approved)

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Contact information

Main Address

600 Stewart Street Suite 400, Seattle, WA 98101

Mailing Address

Phone number

(425) 207-7588

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	223
AUM (Assets Under Management)	$ 61,655,032

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher D. Gemmill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Gemmill's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/1999

Series 63

Date: 1/12/1995

SIE

Date: 10/1/2018

Series 7

Date: 2/9/1999

Series 6

Date: 1/31/1995

Current Firm

WESTLAKE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTLAKE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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