SB
Sam N. Blakeslee
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS
San Luis Obispo, CA 93401
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CRD#: 2575749
SB
Professional summary
Sam Norman Blakeslee, CFP®, who also goes by Samuel Norman Blakeslee, is a registered financial advisor currently at BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. located in San Luis Obispo, California and BLAKESLEE AND BLAKESLEE INC. located in San Luis Obispo, California.
Sam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Sam has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Samuel Norman Blakeslee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In addition to being a registered representative, officer, principal, employee, and insurance agent at Blakeslee & Blakeslee, Sam is also registered as an Investment Advisor Representative (and serves as President) of Blakeslee & Blakeslee Financial Advisors, and will offer clients advice or products from this activity. This activity is approved as it has not and will not detract from Sam's duties with respect to B&B and his clients. Also, as a firm, we've taken precautions against confusion between the two entities, including the signs on the door, separate forms and marketing materials, and adoption of the Form CRS. Sam additionally serves on the board for Common Cause -- this is an unpaid position, that requires few hours of time a week, after market closure. Given the limited time required on this activity and the fact that it does not interfere with his duties here, the activity is approved. Sam owns an investment property in Savannah GA that is rented as a short term renal. The property is professionally managed. It requires less than 5 hours a week of this time. Given the limited time involved and the fact that they have not interfered with his profession here, these investment activities are approved.
CRS (Client Relationship Summary) - RIA
Click below to view Sam Norman Blakeslee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
June 22, 2017 - Present
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
Office #1: 1101 Marsh St., San Luis Obispo, CA 93401RIA
CRD#: 287683
San Luis Obispo, CA
Current
March 31, 1995 - Present
BLAKESLEE AND BLAKESLEE INC.
Office #1: 1101 Marsh Street, San Luis Obispo, CA 93401Office #2: 125 Union Avenue Suite 103, Orcutt, CA 93455Office #3: 544 12th Street, Paso Robles, CA 93446BD
CRD#: 8149
San Luis Obispo, CA
Past
July 8, 1997 - May 17, 2017
BLAKESLEE AND BLAKESLEE INC.
RIA
CRD#: 8149
SAN LUIS OBISPO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
B&
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
CRD#: 287683 / SEC#: 801-115085
RIA
Registered Investment Advisory firm - (4/29/2019 Approved)California
Registered Investment Advisory firm - (5/31/2019 Terminated)Texas
Registered Investment Advisory firm - (5/1/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/29/1995)
IAR
California(6/22/2017)
IAR
Texas(3/13/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
B&
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
CRD#: 287683 / SEC#: 801-115085
RIA
Registered Investment Advisory firm - (4/29/2019 Approved)California
Registered Investment Advisory firm - (5/31/2019 Terminated)Texas
Registered Investment Advisory firm - (5/1/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1101 Marsh St., San Luis Obispo, CA 93401
Mailing Address
Phone number
(805) 543-4366
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 727 |
| AUM (Assets Under Management) | $ 308,492,461 |
Red Flags
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Company Information
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.
CRD#: 287683San Luis Obispo, CA 93401TRUST BUT VERIFY
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Contact information
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