Daniel J. Hayes

ARGOS WEALTH ADVISORS LLC

Maplewood, NJ

Some features on this profile are disabled

CRD#: 2575708

Professional summary

Daniel Jennings Hayes is a registered financial advisor currently at ARGOS WEALTH ADVISORS LLC located in Maplewood, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Eatdrinknj LLC. It is an LLC that owns a restaurant in Milburn NJ at 2208 Milburn Ave in Milburn NJ. I own 1.25% of the LLC as a limited partner. It is not investment related and I do not have an active role in managing the business and spend no time devoted to it. It opened in May of 2019

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jennings Hayes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2024 - Present

ARGOS WEALTH ADVISORS LLC

RIA

CRD#: 144481

Maplewood, NJ

Past

July 22, 2021 - December 31, 2023

ARGOS WEALTH ADVISORS LLC

RIA

CRD#: 144481

Maplewood, NJ

Past

March 9, 2000 - June 2, 2021

BESSEMER INVESTOR SERVICES, INC.

CRD#: 17442

NEW YORK, NY

Past

April 28, 1998 - February 8, 2000

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

February 2, 1995 - April 18, 1997

M.S. FARRELL & COMPANY, INC.

CRD#: 24232

SYOSSET, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGOS WEALTH ADVISORS LLC

CRD#: 144481 / SEC#: 801-68097

RIA

Registered Investment Advisory firm - (7/12/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/1995

General Securities Representative Examination

Current Firm

ARGOS WEALTH ADVISORS LLC

CRD#: 144481 / SEC#: 801-68097

RIA

Registered Investment Advisory firm - (7/12/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Park City, UT

Mailing Address

5930 South Land Park Drive #22459, Sacramento, CA 95822

Phone number

(707) 633-9063

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARGOS WEALTH ADVISORS, LLC - FORM ADV PART 2A 2024 V2 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 897,177,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel J. Hayes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jennings Hayes's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGOS WEALTH ADVISORS LLC

BESSEMER INVESTOR SERVICES, INC.

HARRISDIRECT LLC

M.S. FARRELL & COMPANY, INC.

Primary Firm SEC Registration

ARGOS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2021

Series 63

Date: 2/10/1995

SIE

Date: 10/1/2018

Series 7

Date: 2/1/1995

Current Firm

ARGOS WEALTH ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGOS WEALTH ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors