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JJ

Jaye C. Jarrett

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CRD#: 257565
JJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jaye C (initial Only) Jarrett was a registered financial professional .

Jaye is a previously registered financial professional and started their career in finance in 1991. Jaye had worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 17, 2003 - April 11, 2018

JAYE C. JARRETT & CO., INC.

RIA
CRD#: 115081
SAN ANTONIO, TX
Past

August 27, 1998 - August 3, 2009

WFG INVESTMENTS, INC.

BD
CRD#: 22704
SAN ANTONIO, TX
Past

November 20, 1992 - July 24, 1998

J&J SECURITIES, INC.

BD
CRD#: 30315
SAN ANTONIO, TX
Past

February 14, 1991 - December 10, 1992

M. E. ALLISON & CO., INC.

BD
CRD#: 1047
SAN ANTONIO, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/25/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


JC
JAYE C. JARRETT & CO., INC.
JAYE C. JARRETT & CO., INC.

CRD#: 115081 / SEC#:

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Contact information


Main Address
Houston, TX
Mailing Address
Phone number
(713) 203-0105
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JAYE C. JARRETT & CO., INC.

CRD#: 115081

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