Mildred O'donnell
Professional summary
Mildred O'donnell, who also goes by Milli O'donnell, Mildred Odonnell, Mildred Sciarrone, Mildred Sciarrone, is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Mildred is registered as a RR (Registered Representative) and started their career in finance in 1995. Mildred has worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, SIE, Series 57, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mildred O'donnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2017 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119January 10, 2014 - August 9, 2017
THE BENCHMARK COMPANY, LLC
May 1, 2013 - January 2, 2014
GLOBAL HUNTER SECURITIES, LLC
May 1, 2013 - January 2, 2014
GHS TRADING LLC
July 12, 2010 - May 2, 2013
GILFORD FINANCIAL CORP.
September 26, 2003 - May 2, 2013
GILFORD SECURITIES INCORPORATED
March 24, 2003 - September 12, 2003
BENCHMARK SECURITIES GROUP, INC.
February 24, 1998 - April 10, 2003
FIRST SECURITY INVESTMENTS, INC.
December 18, 1996 - March 2, 1998
NORTHEAST SECURITIES, LLC
July 20, 1995 - December 23, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2017)
(7/27/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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