Kelly W. Angle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Willlis Angle, who also goes by Kelly Willis Angle, Kelly Elaine Willis, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 1995. Kelly had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2007 - April 8, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 9, 2006 - June 29, 2006
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 15, 2005 - February 1, 2006
CITIGROUP GLOBAL MARKETS INC.
March 31, 2004 - February 1, 2005
TRANSAMERICA CAPITAL, LLC
March 17, 2003 - April 5, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 26, 2000 - March 3, 2003
TRUIST INVESTMENT SERVICES, INC.
October 9, 1997 - May 26, 2000
CRESTAR SECURITIES CORPORATION
August 1, 1995 - June 3, 1997
CRESTAR SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD#: 6694 / SEC#: , 8-17983
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | OWNER | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| ELWYN, TASHTEGO SPRING | DIRECTOR | 2319098 |
| GEIS, WILLIAM CHRISTIAN | DIRECTOR | 2171250 |
| GRIGAS CALIGIURI, KARA | PRINCIPAL FINANCIAL OFFICER, FINOP | 2146027 |
| KRUCHTEN, STEPHEN EDWARD | DIRECTOR | 1645287 |
| REID, SHANNON BELVEAL | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 4815189 |
| RUST, KEITH G | PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL | 6306997 |
Disclosures
| Regulatory Event | 128 |
| Arbitration | 76 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
