George H. Harsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Hall Harsh, who also goes by Hall Harsh, Hall Harsh, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1995. George had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2017 - July 11, 2018
SUMMIT FINANCIAL GROUP INC
October 7, 2015 - July 11, 2018
CETERA INVESTMENT ADVISERS LLC
September 21, 2015 - July 11, 2018
SUMMIT BROKERAGE SERVICES, INC.
February 14, 2011 - December 31, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
February 14, 2011 - September 29, 2015
J.P. TURNER & COMPANY, L.L.C.
May 9, 2008 - February 11, 2011
QA3 FINANCIAL LLC
April 29, 2008 - February 11, 2011
QA3 FINANCIAL CORP.
February 10, 2006 - November 12, 2007
NYLIFE SECURITIES LLC
April 20, 2001 - March 14, 2005
UMB FINANCIAL SERVICES, INC.
February 1, 1995 - December 9, 1998
UMB FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
