Patricia E. Messina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Ellen Messina, who also goes by Patricia Ellen Keeley Miss, Patricia Ellen Keeley, Patricia Ellen Messina Miss, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1995. Patricia had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2022 - October 30, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 1, 2022 - October 30, 2024
FIDELITY BROKERAGE SERVICES LLC
January 13, 2006 - September 3, 2020
CHARLES SCHWAB & CO., INC.
January 13, 2006 - September 3, 2020
CHARLES SCHWAB & CO., INC.
December 13, 2002 - January 18, 2006
UBS FINANCIAL SERVICES INC.
December 13, 2002 - January 18, 2006
UBS FINANCIAL SERVICES INC.
June 27, 2002 - December 10, 2002
MORGAN STANLEY DW INC.
February 6, 1995 - December 10, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
