Neerja Bhutani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neerja Bhutani was a registered financial professional .
Neerja is a previously registered financial professional and started their career in finance in 1995. Neerja had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2006 - December 31, 2018
BHUTANI-PALMIN FINANCIAL PLANNING LLC
February 16, 1998 - March 12, 2004
AMERICAN INVESTORS COMPANY
September 6, 1996 - April 28, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 6, 1996 - April 28, 1997
EQUITABLE ADVISORS, LLC
March 21, 1996 - July 25, 1996
MONY SECURITIES CORPORATION
March 13, 1995 - March 22, 1996
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BHUTANI-PALMIN FINANCIAL PLANNING LLC
CRD#: 138555 / SEC#:
Contact information
Red Flags
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