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Debra Ann Hartsfield

Debra A. Hartsfield

DPH FINANCIAL
PEARLAND, TX
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CRD#: 2575307
Debra Ann Hartsfield

Professional summary


Debra Ann Hartsfield, CFP®, ChFC®, who also goes by Debra Hartsfield, Debra A Poe, is a registered financial advisor currently at DPH FINANCIAL located in Pearland, Texas.

Debra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Debra has worked at 9 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Debra Hartsfield | Debra A Poe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM ALSO LICENSED TO SELL LIFE AND HEALTH INSURANCE BECAUSE OF MY GROUP I LICENSE WITH THE STATE OF TEXAS. I AM AN INVESTMENT ADVISER REPRESENTATIVE FOR DPH FINANCIAL LLC.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Debra Ann Hartsfield's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2021

Experience


Current

September 3, 2015 - Present

DPH FINANCIAL

RIA
CRD#: 174893
PEARLAND, TX
Past

February 18, 2011 - February 12, 2016

BARRINGTON FINANCIAL ADVISORS, INC.

RIA
CRD#: 109386
HOUSTON, TX
Past

October 29, 2008 - June 25, 2009

RIDGEBACK CAPITAL MANAGEMENT

RIA
CRD#: 113848
BELLAIRE, TX
Past

October 10, 2008 - June 22, 2009

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
MARIETTA, GA
Past

March 29, 2006 - October 19, 2006

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
PEARLAND, TX
Past

March 1, 2006 - October 19, 2006

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
PEARLAND, TX
Past

March 12, 2001 - December 16, 2005

BARRINGTON FINANCIAL ADVISORS, INC.

RIA
CRD#: 109386
HOUSTON, TX
Past

September 19, 1997 - December 31, 2005

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

January 20, 1995 - March 29, 1996

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 20, 1995 - March 29, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/3/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 2/8/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


DF
DPH FINANCIAL
DPH FINANCIAL | HARTSFIELD, DEBRA ANN | DPH FINANCIAL, LLC | DPH FINANCIAL LLC

CRD#: 174893 / SEC#:

Texas
Registered Investment Advisory firm - (9/3/2015 Approved)
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Contact information


Main Address
Pearland, TX
Mailing Address
11601 Shadow Creek Prkwy #111-259, Pearland, TX 77584
Phone number
(713) 828-7516
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts26
AUM (Assets Under Management)$ 2,134,840

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DPH FINANCIAL

CRD#: 174893Pearland, TX

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