Jeffrey M. Stebbins
Professional summary
Jeffrey Michael Stebbins was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Jeffrey had worked at 7 firms, which includes TIMES SECURITIES INC., BERRY-SHINO SECURITIES INC., UBS FINANCIAL SERVICES INC., MORGAN STANLEY DW INC., DONALD & CO. SECURITIES INC., BARRON CHASE SECURITIES INC., CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2006 - June 8, 2007
TIMES SECURITIES, INC.
September 10, 2001 - December 21, 2005
BERRY-SHINO SECURITIES, INC.
May 10, 2000 - February 22, 2001
UBS FINANCIAL SERVICES INC.
November 20, 1996 - May 12, 2000
MORGAN STANLEY DW INC.
October 28, 1996 - December 6, 1996
DONALD & CO. SECURITIES INC.
July 24, 1996 - October 28, 1996
BARRON CHASE SECURITIES, INC.
September 15, 1995 - August 15, 1996
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
TIMES SECURITIES, INC.
CRD#: 118813 / SEC#: , 8-53691
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHOOI, STEPHANIE PEY | OWNER, PRESIDENT, CEO, CROP, SROP, CHIEF COMPLIANCE OFFICER, FINOP | 2108458 |
Disclosures
| Arbitration | 1 |
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