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Jeffrey Michael Stebbins

CRD# 2575152·Registered 1995 - 2007
Barred: Jeffrey Michael Stebbins was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Jeffrey Michael Stebbins, who also goes by Jeffrey Stebbins, was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 1995 - 2007. Jeffrey had worked at 7 firms and has passed the Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeffrey Stebbins

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

TIMES SECURITIES, INC.·CRD# 118813
BD
El Monte, CA
October 25, 2006 - June 8, 2007
BERRY-SHINO SECURITIES, INC.·CRD# 38098
BD
Scottsdale, AZ
September 10, 2001 - December 21, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 10, 2000 - February 22, 2001
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
November 20, 1996 - May 12, 2000
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
October 28, 1996 - December 6, 1996
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
July 24, 1996 - October 28, 1996
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
September 15, 1995 - August 15, 1996

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Current Firm

TS
TIMES SECURITIES, INC.

STEPHANIE CHOOI | TIMES SECURITIES, INC. | TIMES SECURITIES, INC

CRD#: 118813 / SEC#: 8-53691
BD
Terminated by SEC on 09/01/2007

Contact Information

Established

California since 11/08/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CHOOI, STEPHANIE PEYOWNER, PRESIDENT, CEO, CROP, SROP, CHIEF COMPLIANCE OFFICER, FINOP2108458

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Feb 1997About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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