Kenneth Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Wilson, who also goes by Kenneth Wilson Mr, Kenneth Wilson, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1995. Kenneth had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2016 - June 8, 2016
TD AMERITRADE, INC.
March 17, 2016 - June 8, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 17, 2016 - June 8, 2016
TD AMERITRADE, INC.
October 21, 2015 - December 31, 2015
DOMINION WEALTH MANAGEMENT LLC
May 28, 2014 - September 29, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
May 28, 2014 - September 29, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
June 24, 2013 - November 13, 2013
FIRST COMMAND BROKERAGE SERVICES, INC.
June 21, 2013 - November 13, 2013
FIRST COMMAND BROKERAGE SERVICES, INC.
September 9, 2011 - May 24, 2012
VALIC FINANCIAL ADVISORS, INC.
September 9, 2011 - May 24, 2012
VALIC FINANCIAL ADVISORS, INC.
April 15, 2010 - June 22, 2011
EDWARD JONES
March 29, 2010 - June 22, 2011
EDWARD JONES
April 30, 2008 - September 19, 2008
WADDELL & REED
December 3, 2007 - September 19, 2008
WADDELL & REED
June 13, 2007 - November 28, 2007
PRINCIPAL SECURITIES, INC.
January 6, 1995 - May 15, 1995
TEXAKOMA FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
