Stanley D. Royer
Professional summary
Stanley Dean Royer, who also goes by Stan Dean Royer, is a registered financial advisor currently at CLARIS ADVISORS, LLC located in St. Louis, Missouri.
Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Stanley has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stanley Dean Royer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2007 - Present
CLARIS ADVISORS, LLC
Office #1: 800 Market Street Suite 500, St. Louis, MO 63101-2501January 1, 2004 - September 20, 2005
CETERA ADVISORS LLC
May 18, 2000 - January 1, 2004
VESTAX SECURITIES CORPORATION
July 1, 1999 - July 10, 2006
CLARIS ADVISORS, LLC
April 9, 1999 - May 10, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 27, 1995 - May 5, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 27, 1995 - May 5, 1999
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
CLARIS ADVISORS, LLC
CRD#: 117734 / SEC#: 801-66993
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/18/2007)
(6/28/2012)
Exams
Current Firm
CLARIS ADVISORS, LLC
CRD#: 117734 / SEC#: 801-66993
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 937 |
| AUM (Assets Under Management) | $ 800,716,319 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/17/2023 | ||
| 01/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
