Jeffrey B. Wiles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Brian Wiles, who also goes by Jefffey Brian Wiles, Jeffrey B Wiles, was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1995. Jeffrey had worked at 9 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2007 - December 31, 2010
ALLEGIANT FINANCIAL ADVISORS, LLC
November 16, 2007 - December 31, 2010
ALLEGIANT SECURITIES L.L.C.
December 7, 2004 - November 19, 2007
CREATIVE FINANCIAL DESIGNS, INC.
December 3, 2004 - November 19, 2007
CFD INVESTMENTS, INC.
June 29, 2001 - December 2, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 10, 2001 - December 2, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 22, 1996 - April 2, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 22, 1996 - April 2, 1999
EQUITABLE ADVISORS, LLC
February 22, 1995 - March 6, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 22, 1995 - March 6, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEGIANT FINANCIAL ADVISORS, LLC
CRD#: 141047 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 10,675,995 |
Red Flags
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