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Michael Joseph Migely

CRD# 2575003·Registered 1995 - 2013
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Joseph Migely was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1995 - 2013. Michael had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ZYDECO TRADING, LLC·CRD# 34148
BD
Palatine, IL
May 31, 2012 - October 16, 2013
DRO-WST TRADING, LLC·CRD# 121439
BD
Chicago, IL
July 9, 2010 - April 26, 2012
LUPO SECURITIES, LLC·CRD# 43761
BD
Chicago, IL
April 10, 2007 - September 10, 2009
ING FINANCIAL MARKETS LLC·CRD# 28872
BD
New York, NY
April 3, 1998 - November 5, 1998
ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
February 16, 1995 - April 6, 1998

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Current Firm

ZT
ZYDECO TRADING, LLC

KEIWANA-LIME INVESTMENT COMPANY, LLC | ZYDECO TRADING, LLC | KEVIN MICHAEL LUTHRINGSHAUSEN

CRD#: 34148 / SEC#: 8-36886
BD
Terminated by SEC on 08/25/2015

Contact Information

Established

Illinois since 05/27/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ZYDECO ASSET PARTNERS LLCMEMBER—
LUTHRINGSHAUSEN, KEVIN MICHAELMANAGING DIRECTOR2337430
TABACHKA, FRANK WILLIAM JR.CHIEF COMPLIANCE OFFICER4574491

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MM
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