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DA

David S. Alonso

WILLIAM O'NEIL SECURITIES
San Francisco, CA 94111
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CRD#: 2574956
DA

Professional summary


David Sanchez Alonso is a registered financial professional currently at WILLIAM O'NEIL SECURITIES located in San Francisco, California.

David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Sanchez Alonso's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 13, 2023 - Present

WILLIAM O'NEIL SECURITIES

Office #1: 111 Pine Street Suite 1620, San Francisco, CA 94111
BD
CRD#: 894
San Francisco, CA
Past

July 19, 2021 - February 10, 2023

WILLIAM BLAIR

BD
CRD#: 1252
SAN FRANCISCO, CA
Past

July 16, 2019 - June 15, 2021

BERENBERG CAPITAL MARKETS LLC

BD
CRD#: 156757
San Francisco, CA
Past

September 12, 2016 - July 17, 2019

WILLIAM BLAIR

BD
CRD#: 1252
SAN FRANCISCO, CA
Past

April 29, 2009 - September 4, 2015

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

August 2, 2007 - December 31, 2008

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
SAN FRANCISCO, CA
Past

May 31, 2002 - August 1, 2007

LEHMAN BROTHERS INC.

BD
CRD#: 7506
SAN FRANCISCO, CA
Past

April 5, 2000 - May 24, 2002

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

March 14, 1996 - May 15, 1997

MONTGOMERY SECURITIES

BD
CRD#: 4357
SAN FRANCISCO, CA
Past

January 5, 1995 - February 29, 1996

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/13/2023)
RR
Alaska
(10/13/2023)
RR
Arizona
(10/13/2023)
RR
Arkansas
(10/13/2023)
RR
California
(10/13/2023)
RR
Colorado
(10/13/2023)
RR
Connecticut
(10/13/2023)
RR
Delaware
(10/13/2023)
RR
District of Columbia
(10/13/2023)
RR
Florida
(10/13/2023)
RR
Georgia
(10/13/2023)
RR
Hawaii
(10/13/2023)
RR
Idaho
(10/13/2023)
RR
Illinois
(10/13/2023)
RR
Indiana
(10/13/2023)
RR
Iowa
(10/13/2023)
RR
Kansas
(10/13/2023)
RR
Kentucky
(10/13/2023)
RR
Louisiana
(10/13/2023)
RR
Maine
(10/13/2023)
RR
Maryland
(10/13/2023)
RR
Massachusetts
(10/13/2023)
RR
Michigan
(10/13/2023)
RR
Minnesota
(10/13/2023)
RR
Mississippi
(10/13/2023)
RR
Missouri
(10/13/2023)
RR
Montana
(10/13/2023)
RR
Nebraska
(10/13/2023)
RR
Nevada
(10/13/2023)
RR
New Hampshire
(10/13/2023)
RR
New Jersey
(10/13/2023)
RR
New Mexico
(10/13/2023)
RR
New York
(10/13/2023)
RR
North Carolina
(10/13/2023)
RR
North Dakota
(10/13/2023)
RR
Ohio
(10/25/2023)
RR
Oklahoma
(10/13/2023)
RR
Oregon
(10/13/2023)
RR
Pennsylvania
(10/13/2023)
RR
Rhode Island
(10/13/2023)
RR
South Carolina
(10/13/2023)
RR
South Dakota
(10/13/2023)
RR
Tennessee
(10/13/2023)
RR
Texas
(10/13/2023)
RR
Utah
(10/13/2023)
RR
Vermont
(10/13/2023)
RR
Virginia
(10/13/2023)
RR
Washington
(10/13/2023)
RR
West Virginia
(10/13/2023)
RR
Wisconsin
(10/13/2023)
RR
Wyoming
(10/13/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 8/24/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


WO
WILLIAM O'NEIL SECURITIES
O'NEIL SECURITIES INCORPORATED | WILLIAM O'NEIL SECURITIES INCORPORATED | WILLIAM O'NEIL SECURITIES | WILLIAM O'NEIL & COMPANY, INCORPORATED | WILLIAM O'NEIL & CO., INCORPORATED | WILLIAM O'NEIL & CO. INCORPORATED | O'NEIL SECURITIES, INCORPORATED

CRD#: 894 / SEC#: , 8-11763

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
211 Congress Street 5th Floor Suite B, Boston, MA, 02110
Mailing Address
211 Congress Street 5th Floor Suite B, Boston, MA, 02110
Phone number
(617) 936-8584
Established
California since 11/07/1963
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
O'NEIL CAPITAL MANAGEMENT INC.PARENT COMPANY
ACHEKIAN, TROFINANCE MANAGER, FINOP7864191
JANNETTA, GREGORY SAMUELCHIEF EXECUTIVE OFFICER2557823
MASOTTI, ALEXANDER VICTORGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER6375390

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILLIAM O'NEIL SECURITIES

CRD#: 894San Francisco, CA 94111

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